Senior Analyst

Job Description

Candidates will gain exposure to a wide range of industries and investment structures. As a result of the breadth of the experience, candidates will develop a unique understanding of companies, capital structures, and credit markets. This candidate will work directly with the Specialty Finance investment team within the  Insurance Structure.

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Responsibilities:

• Build strong relationships with portfolio managers and members of other operational teams across  to act as a key point of contact to prioritize, answer questions and solve problems.
• Ensuring all reviews have been completed and operational procedures are fully in place to ensure smooth investment operations and successful internal and external audits including SOC 1.
• Proactively identifying areas that would benefit from additional process/procedure/discipline to enhance process and build to ensure scalability.
• Analyzing investment guidelines and interpret them to build logic-based rules to implement into automated investment compliance system for monitoring.
• Deliver daily/monthly/quarterly compliance reports to PM team for the new violations across all investment policies.
• Support onshore team by assisting them in post trade compliance monitoring activities across all the investment strategies.
• Assist in identifying the data governance and data reconciliation issues.

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Qualifications:

• Bachelor’s degree with a preference to advanced degree or progression towards CFA/FRM/CAIA
• 3 to 5  years of relevant experience in investment compliance monitoring with an exposure towards rule coding.
• Knowledge of guideline monitoring or coding in compliance systems e.g., Charles River, Bloomberg, LZ Sentinel, Aladdin or Clearwater Analytics would be an added advantage.
• Good to have experience in querying databases and analyzing large data sets
• Ability to make strategic decision/recommendations for process improvements
• Ability to work well in a lean team environment, often under pressure
• Strong work ethic, intellectual curiosity, good judgment, and positive attitude